Enforcement Orders & Actions

Case Number #: 89967 Non-compliance Case: No Entity: Producer Matter: In the Matter of John E. Dencklau Order Reinstating License After Suspension and Order and Consent to Order

Case Number #: 89524 Non-compliance Case: No Entity: Producer Matter: In the Matter of Beth Heifner Order and Consent to Order

Case Number #: 91868 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of Annuity Investors Life Insurance Company, Great American Life Insurance Company and Manhattan National Life Insurance Company Regulatory Settlement Agreement

Case Number #: 91864 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of Hartford Life and Accident Insurance Company, Hartford Life Insurance Company, and Hartford Life and Annuity Insurance Company Regulatory Settlement Agreement

Case Number #: 91870 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of Minnesota Life Insurance Company, Securian Life Insurance Company, American Modern Life Insurance Company and Southern Pioneer Life Insurance Company Regulatory Settlement Agreement

Case Number #: 91869 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of Standard Insurance Company Regulatory Settlement Agreement

Case Number #: 91471 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Michael J. McKeon Order for Suspension

Case Number #: 91471 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Michael J. McKeon Order Reinstating License After Suspension

Case Number #: 91410 Non-compliance Case: Yes Entity: Securities Agent Matter: In the Matter of Benny R. Gardiner Order Reinstating Securities Agent Registration and Order for Suspension

Case Number #: 91410 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Benny R. Gardiner Order Reinstating License After Suspension and Order for Suspension

Case Number #: 91354 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Andrew Wagemann Order for Suspension

Case Number #: 91385 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Douglas D. Winger Order for Suspension

Case Number #: 91329 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Jeremy Rouse Order for Suspension

Case Number #: 91175 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Alyson L. Smith Order Reinstating License After Suspension & Order for Suspension

Case Number #: 91308 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Sherie M. Roberts Order for Suspension