Displaying 601 - 615 of 1095 results.
Enforcement Orders & Actions

Glinsey, Fatammia

134.01 KB .pdf

Case Number #: 88494 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Fatammia Glinsey Order for Suspension

October 29, 2015
Enforcement Orders & Actions

Perrien, Kristine

711.38 KB .pdf

Case Number #: 88403 Non-compliance Case: No Entity: Producer Matter: In the Matter of Kristine Perrien Order & Consent to Order

October 23, 2015
Enforcement Orders & Actions

Jackson, Clarence

128.39 KB .pdf

Case Number #: 88459 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Clarence Jackson Order for Suspension

October 21, 2015
Enforcement Orders & Actions

Lukan, Tina M.

733 KB .pdf

Case Number #: 88218 Non-compliance Case: No Entity: Producer Matter: In the Matter of Tina M. Lukan Order & Consent to Order

October 21, 2015
Enforcement Orders & Actions

Gray, David R.

445.75 KB .pdf

Case Number #: 87457 Non-compliance Case: No Entity: Securities Agent Matter: In the Matter of David R. Gray Regulatory Settlement Agreement

October 20, 2015
Enforcement Orders & Actions

Nation, Julie Ann

127.32 KB .pdf

Case Number #: 88416 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Julie A. Nation Order for Suspension

October 20, 2015
Enforcement Orders & Actions

Sagnella, Michael J.

124.98 KB .pdf

Case Number #: 88257 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Michael J. Sagnella Order for Suspension

October 15, 2015
Enforcement Orders & Actions

Martin, Charles L.

128.67 KB .pdf

Case Number #: 88262 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Charles L. Martin Order for Suspension

September 30, 2015
Enforcement Orders & Actions

Ryan, Nicholas T.

127.99 KB .pdf

Case Number #: 88260 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Nicholas T. Ryan Order for Suspension

September 30, 2015
Enforcement Orders & Actions

Amerco Group, Inc

1.19 MB .pdf

Case Number #: 85163 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of Amerco Group, Inc. (f.k.a., Amerco Insurance, Inc.) Summary Order to Cease & Desist by Consent and Statement of Charges

September 24, 2015
Enforcement Orders & Actions

McIntosh, Rockne

130.3 KB .pdf

Case Number #: 88210 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Rockne McIntosh Order for Suspension

September 24, 2015
Enforcement Orders & Actions

Pinansky, Sporn et al

1013.41 KB .pdf

Case Number #: 85163 Non-compliance Case: No Entity: Business Entity Producer, Producer, Unlicensed Matter: In the Matter of Pinansky, Sporn et al. Consent Order to Cease and Desist and Other Relief as to Respondents Pinansky, Dylan Sporn, Marc Sporn, Consolidated USA Insurance, Inc., and Amerco Group, Inc.

September 24, 2015
Enforcement Orders & Actions

Lester, Shane M.

127.84 KB .pdf

Case Number #: 88183 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Shane M. Lester Order for Suspension

September 23, 2015
Enforcement Orders & Actions

Ahnen, David C.

126.9 KB .pdf

Case Number #: 88160 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of David C. Ahnen Order for Suspension

September 21, 2015