Enforcement Orders & Actions

Case Number #: 85074 Non-compliance Case: No Entity: Producer Matter: In the Matter of Edwin J. Thompson Default Order of Revocation, Cease & Desist and Civil Penalty 

Case Number #: 84452 Non-compliance Case: No Entity: Producer Matter: In the Matter of Michael R. Volts Default Order of Revocation, Cease & Desist and Civil Penalty

Case Number #: 83427 Non-compliance Case: No Entity: Preneed Sales Agent Matter: In the Matter of Kasey S. Peterson Order & Consent to Order

Case Number #: 85120 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Melinda S. Healy Order for suspension

Case Number #: 85227 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Christine L. Bennett Order Reinstating License After Suspension and Order for Suspension

Case Number #: 82229 Non-compliance Case: No Entity: Producer Matter: In the Matter of Mitchell Fink Order & Consent to Order

Case Number #: 84470 Non-compliance Case: No Entity: Preneed Sales Agent, Preneed Seller Matter: In the Matter of Lahey Funeral & Cremation Services and Courtney Dawson Order of Suspension for Good Cause

Case Number #: 84720 Non-compliance Case: No Matter: In the Matter of Stephenie L. Owen Default Order Upholding Refusal to Issue Insurance Producer License

Case Number #: 81679 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of Midland National Life Insurance Company and North American For Life and Health Insurance Regulatory Settlement Agreement

Case Number #: 78786 Non-compliance Case: No Matter: In the Matter of Lyle H. Abbas, D.C. et al. Decision and Declaratory Order

Case Number #: 83029 Non-compliance Case: No Entity: Producer, Securities Agent Matter: In the Matter of Rick Bianchi Order & Consent to Order

Case Number #: 82902 Non-compliance Case: No Entity: Unlicensed Matter: In the Matter of Arnie Paul Andreasen Order and Consent to Order

Case Number #: 84169 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Gary B. Anderson Order for Suspension

Case Number #: 84166 Non-compliance Case: No Entity: Producer Matter: In the Matter of John R. Baltes Order & Consent to Order

Case Number #: 84801 Non-compliance Case: Yes Entity: Producer Matter: In the matter of Antonio Morel Order for Suspension