Displaying 676 - 690 of 1095 results.
Enforcement Orders & Actions

Sun Life Companies

2.06 MB .pdf

Case Number #: 85950 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of Sun Life Companies Regulatory Settlement Agreement

December 2, 2014
Enforcement Orders & Actions

Symetra Life Insurance Company

559.22 KB .pdf

Case Number #: 85949 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of Symetra Life Insurance Company and Symetra National Life Insurance Company Regulatory Settlement Agreement

December 2, 2014
Enforcement Orders & Actions

Clark, John T.

103.73 KB .pdf

Case Number #: 81918 Non-compliance Case: No Entity: Producer Matter: In the Matter of John T. Clark Order & Consent to Order

December 1, 2014
Enforcement Orders & Actions

Gless, Chelsea L.

108.81 KB .pdf

Case Number #: 81918 Non-compliance Case: No Entity: Producer Matter: In the Matter of Chelsea L. Gless Order & Consent to Order

December 1, 2014
Enforcement Orders & Actions

Rhoades, David

296.41 KB .pdf

Case Number #: 80033 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of David Rhoades Order Reinstating License After Suspension and Suspension Order

November 25, 2014
Enforcement Orders & Actions

Lahey Funeral & Cremation Services

156.89 KB .pdf

Case Number #: 84470 Non-compliance Case: No Entity: Preneed Sales Agent, Preneed Seller Matter: In the Matter of Lahey Funeral & Cremation Services and Courtney Dawson Order & Consent to Order

November 24, 2014
Enforcement Orders & Actions

Bradley, Patricia A.

35.18 KB .pdf

Case Number #: 85185 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Patricia A. Bradley Order for Suspension

November 12, 2014
Enforcement Orders & Actions

Cullor, Aaron Rex

252.58 KB .pdf

Case Number #: 85150 Non-compliance Case: No Entity: Producer Matter: In the Matter of Aaron Rex Cullor Default Order of Revocation, Cease & Desist and Civil Penalty 

November 12, 2014
Enforcement Orders & Actions

Dunbar, De Borah

226.12 KB .pdf

Case Number #: 84464 Non-compliance Case: No Entity: Producer Matter: In the Matter of De Borah Dunbar Default Order of Revocation, Cease & Desist and Civil Penalty

November 12, 2014
Enforcement Orders & Actions

Thompson, Edwin J.

197.21 KB .pdf

Case Number #: 85074 Non-compliance Case: No Entity: Producer Matter: In the Matter of Edwin J. Thompson Default Order of Revocation, Cease & Desist and Civil Penalty 

November 12, 2014
Enforcement Orders & Actions

Volts, Michael R.

231.17 KB .pdf

Case Number #: 84452 Non-compliance Case: No Entity: Producer Matter: In the Matter of Michael R. Volts Default Order of Revocation, Cease & Desist and Civil Penalty

November 12, 2014
Enforcement Orders & Actions

Peterson, Kasey S.

100.33 KB .pdf

Case Number #: 83427 Non-compliance Case: No Entity: Preneed Sales Agent Matter: In the Matter of Kasey S. Peterson Order & Consent to Order

November 6, 2014
Enforcement Orders & Actions

Healy, Melinda S.

33.88 KB .pdf

Case Number #: 85120 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Melinda S. Healy Order for suspension

November 4, 2014
Enforcement Orders & Actions

Bennett, Christine L.

105.41 KB .pdf

Case Number #: 85227 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Christine L. Bennett Order Reinstating License After Suspension and Order for Suspension

November 3, 2014
Enforcement Orders & Actions

Fink, Mitchell

126.68 KB .pdf

Case Number #: 82229 Non-compliance Case: No Entity: Producer Matter: In the Matter of Mitchell Fink Order & Consent to Order

October 27, 2014