Displaying 676 - 690 of 1090 results.
Enforcement Orders & Actions

Lahey Funeral & Cremation Services

156.89 KB .pdf

Case Number #: 84470 Non-compliance Case: No Entity: Preneed Sales Agent, Preneed Seller Matter: In the Matter of Lahey Funeral & Cremation Services and Courtney Dawson Order & Consent to Order

November 24, 2014
Enforcement Orders & Actions

Bradley, Patricia A.

35.18 KB .pdf

Case Number #: 85185 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Patricia A. Bradley Order for Suspension

November 12, 2014
Enforcement Orders & Actions

Cullor, Aaron Rex

252.58 KB .pdf

Case Number #: 85150 Non-compliance Case: No Entity: Producer Matter: In the Matter of Aaron Rex Cullor Default Order of Revocation, Cease & Desist and Civil Penalty 

November 12, 2014
Enforcement Orders & Actions

Dunbar, De Borah

226.12 KB .pdf

Case Number #: 84464 Non-compliance Case: No Entity: Producer Matter: In the Matter of De Borah Dunbar Default Order of Revocation, Cease & Desist and Civil Penalty

November 12, 2014
Enforcement Orders & Actions

Thompson, Edwin J.

197.21 KB .pdf

Case Number #: 85074 Non-compliance Case: No Entity: Producer Matter: In the Matter of Edwin J. Thompson Default Order of Revocation, Cease & Desist and Civil Penalty 

November 12, 2014
Enforcement Orders & Actions

Volts, Michael R.

231.17 KB .pdf

Case Number #: 84452 Non-compliance Case: No Entity: Producer Matter: In the Matter of Michael R. Volts Default Order of Revocation, Cease & Desist and Civil Penalty

November 12, 2014
Enforcement Orders & Actions

Peterson, Kasey S.

100.33 KB .pdf

Case Number #: 83427 Non-compliance Case: No Entity: Preneed Sales Agent Matter: In the Matter of Kasey S. Peterson Order & Consent to Order

November 6, 2014
Enforcement Orders & Actions

Healy, Melinda S.

33.88 KB .pdf

Case Number #: 85120 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Melinda S. Healy Order for suspension

November 4, 2014
Enforcement Orders & Actions

Bennett, Christine L.

105.41 KB .pdf

Case Number #: 85227 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Christine L. Bennett Order Reinstating License After Suspension and Order for Suspension

November 3, 2014
Enforcement Orders & Actions

Fink, Mitchell

126.68 KB .pdf

Case Number #: 82229 Non-compliance Case: No Entity: Producer Matter: In the Matter of Mitchell Fink Order & Consent to Order

October 27, 2014
Enforcement Orders & Actions

Lahey Funeral & Cremation Services

120.39 KB .pdf

Case Number #: 84470 Non-compliance Case: No Entity: Preneed Sales Agent, Preneed Seller Matter: In the Matter of Lahey Funeral & Cremation Services and Courtney Dawson Order of Suspension for Good Cause

October 27, 2014
Enforcement Orders & Actions

Owen, Stephenie L.

251.74 KB .pdf

Case Number #: 84720 Non-compliance Case: No Matter: In the Matter of Stephenie L. Owen Default Order Upholding Refusal to Issue Insurance Producer License

October 27, 2014
Enforcement Orders & Actions

Midland National Life Insurance Company

6.02 MB .pdf

Case Number #: 81679 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of Midland National Life Insurance Company and North American For Life and Health Insurance Regulatory Settlement Agreement

October 23, 2014
Enforcement Orders & Actions

Abbas, Lyle H.

1.58 MB .pdf

Case Number #: 78786 Non-compliance Case: No Matter: In the Matter of Lyle H. Abbas, D.C. et al. Decision and Declaratory Order

October 21, 2014
Enforcement Orders & Actions

Bianchi, Rick

217.39 KB .pdf

Case Number #: 83029 Non-compliance Case: No Entity: Producer, Securities Agent Matter: In the Matter of Rick Bianchi Order & Consent to Order

October 14, 2014