Displaying 691 - 705 of 1095 results.
Enforcement Orders & Actions

Lahey Funeral & Cremation Services

120.39 KB .pdf

Case Number #: 84470 Non-compliance Case: No Entity: Preneed Sales Agent, Preneed Seller Matter: In the Matter of Lahey Funeral & Cremation Services and Courtney Dawson Order of Suspension for Good Cause

October 27, 2014
Enforcement Orders & Actions

Owen, Stephenie L.

251.74 KB .pdf

Case Number #: 84720 Non-compliance Case: No Matter: In the Matter of Stephenie L. Owen Default Order Upholding Refusal to Issue Insurance Producer License

October 27, 2014
Enforcement Orders & Actions

Midland National Life Insurance Company

6.02 MB .pdf

Case Number #: 81679 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of Midland National Life Insurance Company and North American For Life and Health Insurance Regulatory Settlement Agreement

October 23, 2014
Enforcement Orders & Actions

Abbas, Lyle H.

1.58 MB .pdf

Case Number #: 78786 Non-compliance Case: No Matter: In the Matter of Lyle H. Abbas, D.C. et al. Decision and Declaratory Order

October 21, 2014
Enforcement Orders & Actions

Bianchi, Rick

217.39 KB .pdf

Case Number #: 83029 Non-compliance Case: No Entity: Producer, Securities Agent Matter: In the Matter of Rick Bianchi Order & Consent to Order

October 14, 2014
Enforcement Orders & Actions

Arnie Paul Andreasen

133.27 KB .pdf

Case Number #: 82902 Non-compliance Case: No Entity: Unlicensed Matter: In the Matter of Arnie Paul Andreasen Order and Consent to Order

October 13, 2014
Enforcement Orders & Actions

Anderson, Gary B.

34.21 KB .pdf

Case Number #: 84169 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Gary B. Anderson Order for Suspension

October 8, 2014
Enforcement Orders & Actions

Baltes, John R.

102.73 KB .pdf

Case Number #: 84166 Non-compliance Case: No Entity: Producer Matter: In the Matter of John R. Baltes Order & Consent to Order

October 8, 2014
Enforcement Orders & Actions

Morell, Antonio

37.28 KB .pdf

Case Number #: 84801 Non-compliance Case: Yes Entity: Producer Matter: In the matter of Antonio Morel Order for Suspension

October 1, 2014
Enforcement Orders & Actions

Kramer, Rebekah

37.37 KB .pdf

Case Number #: 85054 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Rebekah Kramer Order for Suspension

September 29, 2014
Enforcement Orders & Actions

Thompson, Rodney

34.15 KB .pdf

Case Number #: 84480 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Rodney Thompson Order for Suspension

September 29, 2014
Enforcement Orders & Actions

Christ, Rebekah N.

101.77 KB .pdf

Case Number #: 82185 Non-compliance Case: No Entity: Producer Matter: In the Matter of Rebekah N. Christ Order & Consent to Order

September 25, 2014
Enforcement Orders & Actions

Ochsendorf, Christian

106.55 KB .pdf

Case Number #: 83115 Non-compliance Case: No Entity: Producer Matter: In the Matter of Christian Ochsendorf Order & Consent to Order

September 25, 2014
Enforcement Orders & Actions

Rodriguez, Daniel

102.07 KB .pdf

Case Number #: 84487 Non-compliance Case: No Entity: Producer Matter: In the Matter of Daniel Rodriguez Order & Consent to Order

September 25, 2014
Enforcement Orders & Actions

Oak Hill Cemetery Association

72.8 KB .pdf

Case Number #: 85352 Non-compliance Case: No Entity: Other Matter: In the Matter of the Oak Hill Cemetery Association dba Oak Hill Cemetery Consent Order & Civil Penalty

September 23, 2014