Displaying 76 - 90 of 1095 results.
Insurance
Enforcement Orders & Actions

Arjun Salgado-Westman

2.41 MB .pdf

Case Number #: 118886 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Arjun Salgado-Westman Order and Consent to Order

March 5, 2024
Insurance
Enforcement Orders & Actions

Destiny Woods

2.24 MB .pdf

Case Number #: 117069 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Destiny Woods Final Order

March 5, 2024
Insurance
Enforcement Orders & Actions

Agha Baber Hussain

3.55 MB .pdf

Case Number #: 117980 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Agha Baber Hussain Final Order

February 22, 2024
Insurance
Enforcement Orders & Actions

Darnell Wesley Hayes

5.03 MB .pdf

Case Number #: 116052 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Darnell Wesley Hayes Final Order

February 22, 2024
Insurance
Enforcement Orders & Actions

Abul H. Zubair

2.85 MB .pdf

Case Number #: 105053 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Abul H. Zubair Order Denying Nonresident Insurance Producer License Reissuance After Suspension

February 20, 2024
Insurance
Enforcement Orders & Actions

Anthony Peck

1.05 MB .pdf

Case Number #: 104961 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Anthony Peck Order for Reinstatement After License Suspension

February 20, 2024
Insurance
Enforcement Orders & Actions

Alessandro C. Marsh

2.11 MB .pdf

Case Number #: 118879 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Alessandro C. Marsh f/k/a Samuel Campbell Marsh Order and Consent to Order

January 11, 2024
Securities
Enforcement Orders & Actions

TradeStation Crypto, Inc.

4.48 MB .pdf

Case Number #: 120460 Non-compliance Case: N/A Matter: In the Matter of TradeStation Crypto, Inc. Order and Consent to Order

January 11, 2024
Insurance
Enforcement Orders & Actions

Tara Foley

1.86 MB .pdf

Case Number #: 115705 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Tara Foley Default Order, Findings of Fact, Conclusions of Law and Order

November 29, 2023
Insurance
Enforcement Orders & Actions

Gregory M. Stoll

217.76 KB .pdf

Case Number #: 117422 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Gregory M. Stoll Default Order, Findings of Fact, Conclusions of Law and Order

November 20, 2023
Insurance
Enforcement Orders & Actions

Timothy D. Seils and Scott R. Kundel

4.39 MB .pdf

Case Number #: 117420 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Timothy D. Seils and Scott R. Kundel Order and Consent to Order

November 16, 2023
Insurance
Enforcement Orders & Actions

Joseph M. Drahozal

3.62 MB .pdf

Case Number #: 119132 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Joseph M. Drahozal Order and Consent to Order

November 14, 2023
Insurance
Enforcement Orders & Actions

Alvin Joseph Brideau

1.72 MB .pdf

Case Number #: 117203 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Alvin Joseph Brideau Default Order, Findings of Fact, Conclusions of Law and Order

October 24, 2023
Insurance
Enforcement Orders & Actions

Mallorie Sanchez

2.7 MB .pdf

Case Number #: 117419 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Mallorie Sanchez Default Order, Findings of Fact, Conclusions of Law and Order

October 24, 2023