Displaying 766 - 780 of 1095 results.
Enforcement Orders & Actions

Boothby, Michael D.

34.85 KB .pdf

Case Number #: 83394 Non-compliance Case: No Entity: Preneed Sales Agent Matter: In the Matter of Michael D. Boothby Order of Suspension for Good Cause

May 8, 2014
Enforcement Orders & Actions

Quast, Steven J.

34.86 KB .pdf

Case Number #: 83429 Non-compliance Case: No Entity: Preneed Sales Agent Matter: In the Matter of Steven J. Quast Order of Suspension for Good Cause

May 8, 2014
Enforcement Orders & Actions

Ramsden, Mark A.

35.05 KB .pdf

Case Number #: 83430 Non-compliance Case: No Entity: Preneed Sales Agent Matter: In the Matter of Mark A. Ramsden Order of Suspension for Good Cause

May 8, 2014
Enforcement Orders & Actions

Papich, Michael D.

34.28 KB .pdf

Case Number #: 83335 Non-compliance Case: No Entity: Preneed Sales Agent Matter: In the Matter of Michael D. Papich Order of Suspension for Good Cause

May 7, 2014
Enforcement Orders & Actions

Rosenberg, Misty L.

34.78 KB .pdf

Case Number #: 83431 Non-compliance Case: No Entity: Preneed Sales Agent Matter: In the Matter of Misty L. Rosenberg Order of Suspension for Good Casue

May 7, 2014
Enforcement Orders & Actions

Ameritas Investment Corporation

249.14 KB .pdf

Case Number #: 78986 Non-compliance Case: No Entity: Broker Dealer, Securities Agent Matter: In the Matter of Ameritas Investment Corporation and Ricky Wayne Small Order & Consent to Order

May 5, 2014
Enforcement Orders & Actions

Robert L. and Michelle R. Dugger Funeral Homes LLC

37.19 KB .pdf

Case Number #: 83336 Non-compliance Case: No Entity: Preneed Sales Agent, Preneed Seller Matter: In the Matter of Robert L. and Michelle R. Dugger Funeral Homes, LLC and Robert L. Dugger Order of Suspension for Good Cause as to Sales Agent

May 5, 2014
Enforcement Orders & Actions

Robert L. and Michelle R. Dugger Funeral Homes LLC

33.91 KB .pdf

Case Number #: 83336 Non-compliance Case: No Entity: Preneed Sales Agent, Preneed Seller Matter: In the Matter of Robert L. and Michelle R. Dugger Funeral Homes, LLC and Robert L. Dugger Order of Suspension for Good Cause as to Seller

May 5, 2014
Enforcement Orders & Actions

Waterloo Memorial Park Cemetary

370.86 KB .pdf

Case Number #: 83329 Non-compliance Case: No Entity: Other Matter: In the Matter of Waterloo Memorial Park Cemetery Order to Cease and Desist and Consent to Order

May 2, 2014
Enforcement Orders & Actions

Burke, Brian C.

152.61 KB .pdf

Case Number #: 82518 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Brian C. Burke Order Reinstating License After Suspension & Order for Suspension

May 1, 2014
Enforcement Orders & Actions

Burke, Brian C.

152.61 KB .pdf

Case Number #: 82518 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Brian C. Burke Order Reinstating Licensee After Suspension

May 1, 2014
Enforcement Orders & Actions

Kalny, Megan

162.9 KB .pdf

Case Number #: 78211 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Megan Kalny Order Reinstating License After Suspension

April 28, 2014
Enforcement Orders & Actions

Gant, Robert R.

33.41 KB .pdf

Case Number #: 82568 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Robert R. Gant Order for Suspension

April 21, 2014
Enforcement Orders & Actions

Woods, Thomas

199.81 KB .pdf

Case Number #: 82047 Non-compliance Case: No Entity: Producer Matter: In the Matter of Thomas Woods Order of Probationary License

April 14, 2014
Enforcement Orders & Actions

Salgado, Jose

172.19 KB .pdf

Case Number #: 76187 Non-compliance Case: No Entity: Producer Matter: In the Matter of Jose Salgado Order & Consent to Order

April 11, 2014