Displaying 826 - 840 of 1071 results.
Enforcement Orders & Actions

Garza, Gregorio

51.3 KB .pdf

Case Number #: 80379 Non-compliance Case: Yes Entity: Producer Matter: in the Matter of Gregorio Garza Order for Suspension

August 8, 2013
Enforcement Orders & Actions

Hankins, Catherine

51.44 KB .pdf

Case Number #: 80210 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Catherine Hankins Order for Suspension

August 8, 2013
Enforcement Orders & Actions

McKinney, Jesse

50.94 KB .pdf

Case Number #: 80211 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Jesse McKinney Order for Suspension

August 8, 2013
Enforcement Orders & Actions

TIAA_CREF

1.36 MB .pdf

Case Number #: 81252 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of TIAA-CREF Regulatory Settlement Agreement

August 1, 2013
Enforcement Orders & Actions

Trucke, Shannon M.

29.35 KB .pdf

Case Number #: 78816 Non-compliance Case: No Entity: Producer Matter: In the Matter of Shannon M. Trucke Default Order

July 31, 2013
Enforcement Orders & Actions

Serati, Stephen

331.23 KB .pdf

Case Number #: 78901 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Stephen Serati Order for Suspension; Order Reinstating License After Suspension

July 30, 2013
Enforcement Orders & Actions

Adkins, Krystal

112.89 KB .pdf

Case Number #: 78263 Non-compliance Case: No Entity: Producer Matter: In the Matter of Krystal Adkins Proposed Decision

July 24, 2013
Enforcement Orders & Actions

Smith, Darrell D.

157.18 KB .pdf

Case Number #: 79798 Non-compliance Case: No Entity: Producer, Securities Agent Matter: In the Matter of Darrell D. Smith Order & Consent to Order and Agreement

July 15, 2013
Enforcement Orders & Actions

Lambic Telcom

275.71 KB .pdf

Case Number #: 79092 Non-compliance Case: No Matter: In the Matter of Lambic Telcom, NCCI #21130, and CHARTIS Policy WC 5319816 Findings of Fact, Conclusions of Law and Order

July 11, 2013
Enforcement Orders & Actions

Guess, Mathew W.

44.73 KB .pdf

Case Number #: 80221 Non-compliance Case: No Entity: Producer Matter: In the Matter of Mathew W. Guess Order & Consent to Order

July 10, 2013
Enforcement Orders & Actions

Robertson, Bruce

595.28 KB .pdf

Case Number #: 78655 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Bruce Robertson Order for Suspension; Order Reinstating License After Suspension

June 27, 2013
Enforcement Orders & Actions

Voyager Financial Group, LLC

364.33 KB .pdf

Case Number #: 80240 Non-compliance Case: No Entity: Unlicensed Matter: In the Matter of Voyager Financial Group, LLC Cease & Desist Order

June 4, 2013
Enforcement Orders & Actions

American Motorists Insurance Company

541.98 KB .pdf

Case Number #: 80462 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of the Certificate of Authority of American Motorists Insurance Company Suspension Order

June 3, 2013