Displaying 901 - 915 of 1090 results.
Enforcement Orders & Actions

Link, Lacy

47.75 KB .pdf

Case Number #: 78491 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Lacy Link Suspension Order

January 10, 2013
Enforcement Orders & Actions

Reid's Funeral Chapel

230.07 KB .pdf

Case Number #: 78761 Non-compliance Case: No Entity: Unlicensed Matter: In the Matter of Reid's Funeral Chapel, Marilyn Reid and Fred Retz Order & Consent to Order

January 8, 2013
Enforcement Orders & Actions

Frederick, Zachary T.

86.64 KB .pdf

Case Number #: 78514 Non-compliance Case: No Entity: Producer Matter: In the Matter of Zachary T. Frederick Consent Order

January 7, 2013
Enforcement Orders & Actions

Smith II, Lance

101.71 KB .pdf

Case Number #: 77953 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Lance Smith II Order for Suspension

December 14, 2012
Enforcement Orders & Actions

Henry, Casey C.

131.04 KB .pdf

Case Number #: 77415 Non-compliance Case: No Entity: Preneed Sales Agent Matter: In the Matter of Casey C. Henry Order & Consent to Order

December 10, 2012
Enforcement Orders & Actions

Fulwider, Robert

206.79 KB .pdf

Case Number #: 77534 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Robert Fulwider Order for Suspension; Order Reinstating License After Suspension

December 7, 2012
Enforcement Orders & Actions

Mitchell, Lori

100.33 KB .pdf

Case Number #: 77954 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Lori Mitchell Order for Suspension

December 7, 2012
Enforcement Orders & Actions

Davis, Korey

67.85 KB .pdf

Case Number #: 78351 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Korey Davis Order for Suspension

November 27, 2012
Enforcement Orders & Actions

Morman, Chantelle

50.65 KB .pdf

Case Number #: 77955 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Chantelle Morman Order for Suspension

November 21, 2012
Enforcement Orders & Actions

Larson, Stephanie

50.79 KB .pdf

Case Number #: 77979 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Stephanie Larson Order for Suspension

November 20, 2012
Enforcement Orders & Actions

Riley, Carla

49.22 KB .pdf

Case Number #: 77958 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Carla Riley Order for Suspension

November 20, 2012
Enforcement Orders & Actions

Bankers Life & Casualty Company

326.78 KB .pdf

Case Number #: 77064 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of Bankers Life & Casualty Company Regulatory Settlement Agreement

November 16, 2012
Enforcement Orders & Actions

Peppard, Justin

53.53 KB .pdf

Case Number #: 77735 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Justin Peppard Order for Suspension

November 16, 2012
Enforcement Orders & Actions

ProEquities, Inc

416.7 KB .pdf

Case Number #: 77065 Non-compliance Case: No Entity: Broker Dealer Matter: In the Matter of ProEquities, Inc. Administrative Consent Order

November 16, 2012
Enforcement Orders & Actions

Rowell, David

56.84 KB .pdf

Case Number #: 78186 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of David Rowell Order for Suspension

November 13, 2012