Displaying 991 - 1005 of 1071 results.
Enforcement Orders & Actions

PMI Mortgage Insurance Company

108.26 KB .pdf

Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of the Certificate of Authority of PMI Mortgage Insurance Co. Suspension Order

November 16, 2011
Enforcement Orders & Actions

Thomas, Brodie

64.28 KB .pdf

Case Number #: 72409 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Brodie Thomas Order for Suspension

November 16, 2011
Enforcement Orders & Actions

Iowa Dental Association

669.35 KB .pdf

Case Number #: 72585 Non-compliance Case: No Matter: In the Matter of the Petition of Iowa Dental Association for a Declaratory Order Regarding Section 514C.3B, Code of Iowa (2011) Declaratory Order

November 8, 2011
Enforcement Orders & Actions

Clapper, Jill

183.58 KB .pdf

Case Number #: 69794 Non-compliance Case: No Entity: Preneed Sales Agent Matter: In the Matter of Jill Clapper Consent to Order

November 4, 2011
Enforcement Orders & Actions

Howard, Dana

60.37 KB .pdf

Case Number #: 72408 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Dana Howard Order for Suspension

October 18, 2011
Enforcement Orders & Actions

Inlay, Douglas

269.7 KB .pdf

Case Number #: 71609 Non-compliance Case: No Entity: Securities Agent Matter: In the Matter of Douglas Inlay Default Order

October 18, 2011
Enforcement Orders & Actions

Armstrong, Pamela

111.56 KB .pdf

Case Number #: 11IID012 Non-compliance Case: No Entity: Producer Matter: In the Matter of Pamela Armstrong Proposed Decision

October 14, 2011
Enforcement Orders & Actions

Western Insurance Company

115.78 KB .pdf

Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of the Certificate of Authority of Western Insurance Company Suspension Order

October 7, 2011
Enforcement Orders & Actions

Dorenkamp, Teresa Jo

515.31 KB .pdf

Case Number #: 72765 Non-compliance Case: No Entity: Securities Agent Matter: In the Matter of Teresa Jo Dorenkamp Order of Summary Suspension and Notice of Opportunity for Hearing; Order of Revocation of Securities Agent License

September 29, 2011
Enforcement Orders & Actions

Stoneking, Jason

67.06 KB .pdf

Case Number #: 72566 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Jason Stoneking Order for Suspension

September 27, 2011
Enforcement Orders & Actions

Sferrazza, Angelo and IL Bridge Fund LLC

837.75 KB .pdf

Case Number #: 72127 Non-compliance Case: No Entity: Unlicensed Matter: In the Matter of Angelo Sferrazza and IL Bridge Fund LLC. Stop Order, Cease and Desist Order; Agreement Order, Consent to Order

September 26, 2011
Enforcement Orders & Actions

Handke, Troy

113.05 KB .pdf

Case Number #: 72567 Non-compliance Case: No Entity: Producer Matter: In the Matter of Troy Handke Order and Consent to Order

September 23, 2011
Enforcement Orders & Actions

Shipley, James

237.35 KB .pdf

Case Number #: 68175 Non-compliance Case: No Entity: Producer Matter: In the Matter of James Shipley Order and Consent Order

September 15, 2011
Enforcement Orders & Actions

Paulson, Bradley

205.49 KB .pdf

Case Number #: 71112 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Bradley Paulson Order for Suspension; Order Reinstating License After Suspension

September 13, 2011
Enforcement Orders & Actions

Alfrey, Debbie

110.19 KB .pdf

Case Number #: 72455 Non-compliance Case: No Entity: Producer Matter: In the Matter of Debbie Alfrey Consent Order

September 6, 2011