Displaying 1021 - 1035 of 1095 results.
Enforcement Orders & Actions

Armstrong, Pamela

111.56 KB .pdf

Case Number #: 11IID012 Non-compliance Case: No Entity: Producer Matter: In the Matter of Pamela Armstrong Proposed Decision

October 14, 2011
Enforcement Orders & Actions

Western Insurance Company

115.78 KB .pdf

Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of the Certificate of Authority of Western Insurance Company Suspension Order

October 7, 2011
Enforcement Orders & Actions

Dorenkamp, Teresa Jo

515.31 KB .pdf

Case Number #: 72765 Non-compliance Case: No Entity: Securities Agent Matter: In the Matter of Teresa Jo Dorenkamp Order of Summary Suspension and Notice of Opportunity for Hearing; Order of Revocation of Securities Agent License

September 29, 2011
Enforcement Orders & Actions

Stoneking, Jason

67.06 KB .pdf

Case Number #: 72566 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Jason Stoneking Order for Suspension

September 27, 2011
Enforcement Orders & Actions

Sferrazza, Angelo and IL Bridge Fund LLC

837.75 KB .pdf

Case Number #: 72127 Non-compliance Case: No Entity: Unlicensed Matter: In the Matter of Angelo Sferrazza and IL Bridge Fund LLC. Stop Order, Cease and Desist Order; Agreement Order, Consent to Order

September 26, 2011
Enforcement Orders & Actions

Handke, Troy

113.05 KB .pdf

Case Number #: 72567 Non-compliance Case: No Entity: Producer Matter: In the Matter of Troy Handke Order and Consent to Order

September 23, 2011
Enforcement Orders & Actions

Shipley, James

237.35 KB .pdf

Case Number #: 68175 Non-compliance Case: No Entity: Producer Matter: In the Matter of James Shipley Order and Consent Order

September 15, 2011
Enforcement Orders & Actions

Paulson, Bradley

205.49 KB .pdf

Case Number #: 71112 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Bradley Paulson Order for Suspension; Order Reinstating License After Suspension

September 13, 2011
Enforcement Orders & Actions

Alfrey, Debbie

110.19 KB .pdf

Case Number #: 72455 Non-compliance Case: No Entity: Producer Matter: In the Matter of Debbie Alfrey Consent Order

September 6, 2011
Enforcement Orders & Actions

Peck, Dawn

72.49 KB .pdf

Case Number #: 72186 Non-compliance Case: No Matter: In the Matter of Dawn Peck Default Order

September 6, 2011
Enforcement Orders & Actions

Whaley, Dean

65.85 KB .pdf

Case Number #: 71681 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Dean Whaley Order for Suspension

September 6, 2011
Enforcement Orders & Actions

Lackland, Dante

60.64 KB .pdf

Case Number #: 71804 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Dante Lackland Order for Suspension

August 31, 2011
Enforcement Orders & Actions

Lohr, Kenneth Robert

72.93 KB .pdf

Case Number #: 70899 Non-compliance Case: No Entity: Producer Matter: In the Matter of Kenneth Robert Lohr Default Order

August 23, 2011