Displaying 106 - 120 of 1095 results.
Regulated Industries
Enforcement Orders & Actions

Jeremy Pitchforth

2.52 MB .pdf

Case Number #: 116723 Non-compliance Case: N/A Entity: Unlicensed Matter: In the Matter of Jeremy Pitchforth and Thielen Family Enterprises Inc. d/b/a Hoffman Schneider &chen Funeral Home Crematory Or

March 30, 2023
Insurance
Enforcement Orders & Actions

Zachary J. Flaherty

1.04 MB .pdf

Case Number #: 110829 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Zachary J. Flaherty Order and Consent to Order

March 30, 2023
Insurance
Enforcement Orders & Actions

Dana Johnson

2.79 MB .pdf

Case Number #: 114667 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Dana Johnson Order and Consent to Order

February 27, 2023
Insurance
Enforcement Orders & Actions

Prenischia Nicholson

1.8 MB .pdf

Case Number #: 112826 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Prenischia Nicholson Default Order, Findings of Fact, Conclusions of Law and Order

February 16, 2023
Insurance
Enforcement Orders & Actions

Gabriel Brooks and Sean Thomas Brooks

3.11 MB .pdf

Case Number #: 115709 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Gabriel Brooks and Sean Thomas Brooks Order and Consent to Order

January 25, 2023
Insurance
Enforcement Orders & Actions

Douglas N. Wilson

2.21 MB .pdf

Case Number #: 115199 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Douglas N. Wilson Order and Consent to Order

January 24, 2023
Insurance
Enforcement Orders & Actions

Michael B. Parks

4.41 MB .pdf

Case Number #: 114669 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Michael B. Parks Default Order, Findings of Fact, Conclusions of Law and Order

January 17, 2023
Insurance
Enforcement Orders & Actions

Nathan W. Treibel and Anthony Peck

1.45 MB .pdf

Case Number #: 104961 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Nathan W. Treibel and Anthony Peck Findings of Fact, Conclusions of Law and Final Order

January 12, 2023
Insurance
Enforcement Orders & Actions

Eldon L. Neighbor

1.11 MB .pdf

Case Number #: 104101 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Eldon L. Neighbor Order For Reissuance After License Revocation and Expiration

January 4, 2023
Insurance
Enforcement Orders & Actions

Frank P. Tarasi

4.13 MB .pdf

Case Number #: 113479 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Frank P. Tarasi Order Denying License Reissuance After Suspension

December 20, 2022
Insurance
Enforcement Orders & Actions

Kyle K. Brosamle

3.36 MB .pdf

Case Number #: 115831 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Kyle K. Brosamle Order and Consent to Order

December 20, 2022
Insurance
Enforcement Orders & Actions

Karen A. Stout

6.36 MB .pdf

Case Number #: 114670 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Karen A. Stout Order and Consent to Order

November 29, 2022
Insurance
Enforcement Orders & Actions

Matthew Trueg

7.43 MB .pdf

Case Number #: 114006 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Matthew Trueg Order and Consent to Order

November 28, 2022
Securities
Enforcement Orders & Actions

Windsor Jones, LLC, et al.

1.33 MB .pdf

Case Number #: 114218 Non-compliance Case: N/A Entity: Securities Agent Matter: In the Matter of Windsor Jones, LLC, Anthony Collins, Elizabeth Parker, and Mark Goodwin Summary Cease and Desist Order

October 31, 2022
Insurance
Enforcement Orders & Actions

Kyle T. Marker

13.72 MB .pdf

Case Number #: 112825 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Kyle T. Marker Default Order, Findings of Fact, Conclusions of Law and Order

October 5, 2022