Displaying 106 - 120 of 1090 results.
Insurance
Enforcement Orders & Actions

Douglas N. Wilson

2.21 MB .pdf

Case Number #: 115199 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Douglas N. Wilson Order and Consent to Order

January 24, 2023
Insurance
Enforcement Orders & Actions

Michael B. Parks

4.41 MB .pdf

Case Number #: 114669 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Michael B. Parks Default Order, Findings of Fact, Conclusions of Law and Order

January 17, 2023
Insurance
Enforcement Orders & Actions

Nathan W. Treibel and Anthony Peck

1.45 MB .pdf

Case Number #: 104961 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Nathan W. Treibel and Anthony Peck Findings of Fact, Conclusions of Law and Final Order

January 12, 2023
Insurance
Enforcement Orders & Actions

Eldon L. Neighbor

1.11 MB .pdf

Case Number #: 104101 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Eldon L. Neighbor Order For Reissuance After License Revocation and Expiration

January 4, 2023
Insurance
Enforcement Orders & Actions

Frank P. Tarasi

4.13 MB .pdf

Case Number #: 113479 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Frank P. Tarasi Order Denying License Reissuance After Suspension

December 20, 2022
Insurance
Enforcement Orders & Actions

Kyle K. Brosamle

3.36 MB .pdf

Case Number #: 115831 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Kyle K. Brosamle Order and Consent to Order

December 20, 2022
Insurance
Enforcement Orders & Actions

Karen A. Stout

6.36 MB .pdf

Case Number #: 114670 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Karen A. Stout Order and Consent to Order

November 29, 2022
Insurance
Enforcement Orders & Actions

Matthew Trueg

7.43 MB .pdf

Case Number #: 114006 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Matthew Trueg Order and Consent to Order

November 28, 2022
Securities
Enforcement Orders & Actions

Windsor Jones, LLC, et al.

1.33 MB .pdf

Case Number #: 114218 Non-compliance Case: N/A Entity: Securities Agent Matter: In the Matter of Windsor Jones, LLC, Anthony Collins, Elizabeth Parker, and Mark Goodwin Summary Cease and Desist Order

October 31, 2022
Insurance
Enforcement Orders & Actions

Kyle T. Marker

13.72 MB .pdf

Case Number #: 112825 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Kyle T. Marker Default Order, Findings of Fact, Conclusions of Law and Order

October 5, 2022
Enforcement Orders & Actions

Russell D. Brown

4.98 MB .pdf

Case Number #: 77643 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Order for Reissuance After License Suspension and Expiration

August 31, 2022
Enforcement Orders & Actions

Gregory David Stucky

10.92 MB .pdf

Case Number #: 114020 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Final Order Issuing an Insurance Producer License on Probation

August 16, 2022
Insurance
Enforcement Orders & Actions

Frank P. Tarasi

10.17 MB .pdf

Case Number #: 113479 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Order and Consent to Order

July 11, 2022
Securities
Enforcement Orders & Actions

BlockFi Lending LLC

7.47 MB .pdf

Case Number #: 112953 Non-compliance Case: No Entity: Broker Dealer Matter: In the Matter of BlockFi Lending LLC Consent Order

June 8, 2022
Enforcement Orders & Actions

Brandon L. Blake

1.31 MB .pdf

Case Number #: 113635 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Brandon L. Blake Order for Suspension

June 8, 2022