Displaying 1066 - 1080 of 1095 results.
Enforcement Orders & Actions

Anania, Milton

388.23 KB .pdf

Case Number #: 70558 Non-compliance Case: No Entity: Producer Matter: In the Matterof Milton Anania Order and Consent to Order

April 13, 2011
Enforcement Orders & Actions

Duehr, Mark

68.44 KB .pdf

Case Number #: 69672 Non-compliance Case: No Entity: Producer Matter: In the Matter of Mark Duehr Default Order

April 11, 2011
Enforcement Orders & Actions

Degeeter, Devin T.

123.96 KB .pdf

Case Number #: 69101 Non-compliance Case: No Entity: Producer Matter: In the Matter of Devin T. Degeeter Order and Consent to Order 

April 5, 2011
Enforcement Orders & Actions

Bristol West Insurance Company

181.85 KB .pdf

Case Number #: 67308 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of Bristol West Insurance Company Order and Consent to Order

March 28, 2011
Enforcement Orders & Actions

Kayser, James Bernard

357.59 KB .pdf

Case Number #: 69300 Non-compliance Case: No Entity: Investment Adviser Representative, Producer, Securities Agent Matter: In the Matter of James Bernard Kayser Order and Consent to Order and Agreement

March 25, 2011
Enforcement Orders & Actions

Mann, Edwin

66.11 KB .pdf

Case Number #: 70286 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Edwin Mann Suspension Order

March 25, 2011
Enforcement Orders & Actions

Essig, Ruthann

62.13 KB .pdf

Case Number #: 68951 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Ruthann Essig Suspension Order

March 15, 2011
Enforcement Orders & Actions

Rolle, Robin

59.56 KB .pdf

Case Number #: 68942 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Robin Rolle Suspension Order

March 15, 2011
Enforcement Orders & Actions

Lemke, John

72.29 KB .pdf

Case Number #: 68983 Non-compliance Case: No Entity: Preneed Sales Agent Matter: In the Matter of John Lemke Default Order

March 10, 2011
Enforcement Orders & Actions

Coleman, Ronald

134.29 KB .pdf

Case Number #: 68603 Non-compliance Case: No Entity: Producer Matter: In the Matter of Ronald Coleman Order and Consent to Order

March 8, 2011
Enforcement Orders & Actions

Lincoln General Insurance Company

156.62 KB .pdf

Case Number #: 70096 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of Lincoln General Insurance Company Order and Consent to Order

March 4, 2011
Enforcement Orders & Actions

Wolff, Wesley

75.96 KB .pdf

Case Number #: 70458 Non-compliance Case: No Entity: Producer Matter: In the Matter of Wesley Wolff Rescission of Order

March 4, 2011
Enforcement Orders & Actions

Flaherty, Dennis M.

210.1 KB .pdf

Case Number #: 68888 Non-compliance Case: No Entity: Public Adjuster Matter: In the Matter of Dennis M. Flaherty Order and Consent to Order

February 25, 2011
Enforcement Orders & Actions

Rainey, Leland

126.16 KB .pdf

Case Number #: 65834 Non-compliance Case: No Entity: Unlicensed Matter: In the Matter of Leland Rainey Order and Consent to Order

February 24, 2011