Displaying 961 - 975 of 1040 results.
Enforcement Orders & Actions
Thomas, Brodie
64.28 KB .pdf

Case Number #: 72409 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Brodie Thomas Order for Suspension

November 16, 2011
Enforcement Orders & Actions
PMI Mortgage Insurance Company
108.26 KB .pdf

Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of the Certificate of Authority of PMI Mortgage Insurance Co. Suspension Order

November 16, 2011
Enforcement Orders & Actions
Iowa Dental Association
669.35 KB .pdf

Case Number #: 72585 Non-compliance Case: No Matter: In the Matter of the Petition of Iowa Dental Association for a Declaratory Order Regarding Section 514C.3B, Code of Iowa (2011) Declaratory Order

November 8, 2011
Enforcement Orders & Actions
Clapper, Jill
183.58 KB .pdf

Case Number #: 69794 Non-compliance Case: No Entity: Preneed Sales Agent Matter: In the Matter of Jill Clapper Consent to Order

November 4, 2011
Enforcement Orders & Actions
Howard, Dana
60.37 KB .pdf

Case Number #: 72408 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Dana Howard Order for Suspension

October 18, 2011
Enforcement Orders & Actions
Inlay, Douglas
269.7 KB .pdf

Case Number #: 71609 Non-compliance Case: No Entity: Securities Agent Matter: In the Matter of Douglas Inlay Default Order

October 18, 2011
Enforcement Orders & Actions
Armstrong, Pamela
111.56 KB .pdf

Case Number #: 11IID012 Non-compliance Case: No Entity: Producer Matter: In the Matter of Pamela Armstrong Proposed Decision

October 14, 2011
Enforcement Orders & Actions
Western Insurance Company
115.78 KB .pdf

Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of the Certificate of Authority of Western Insurance Company Suspension Order

October 7, 2011
Enforcement Orders & Actions
Dorenkamp, Teresa Jo
515.31 KB .pdf

Case Number #: 72765 Non-compliance Case: No Entity: Securities Agent Matter: In the Matter of Teresa Jo Dorenkamp Order of Summary Suspension and Notice of Opportunity for Hearing; Order of Revocation of Securities Agent License

September 29, 2011
Enforcement Orders & Actions
Stoneking, Jason
67.06 KB .pdf

Case Number #: 72566 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Jason Stoneking Order for Suspension

September 27, 2011
Enforcement Orders & Actions
Sferrazza, Angelo and IL Bridge Fund LLC
837.75 KB .pdf

Case Number #: 72127 Non-compliance Case: No Entity: Unlicensed Matter: In the Matter of Angelo Sferrazza and IL Bridge Fund LLC. Stop Order, Cease and Desist Order; Agreement Order, Consent to Order

September 26, 2011
Enforcement Orders & Actions
Handke, Troy
113.05 KB .pdf

Case Number #: 72567 Non-compliance Case: No Entity: Producer Matter: In the Matter of Troy Handke Order and Consent to Order

September 23, 2011
Enforcement Orders & Actions
Shipley, James
237.35 KB .pdf

Case Number #: 68175 Non-compliance Case: No Entity: Producer Matter: In the Matter of James Shipley Order and Consent Order

September 15, 2011
Enforcement Orders & Actions
Scarborough, Edmund
1.52 MB .pdf

Case Number #: 71423 Non-compliance Case: No Entity: Unlicensed Matter: In the Matter of Edmund Scarborough & IBCS Group, Inc. Nunc Pro Tunc Order; Cease and Desist Order; Agreement Order, Consent to Order

July 29, 2011
Enforcement Orders & Actions
Ellis, James
117.04 KB .pdf

Case Number #: 71588 Non-compliance Case: No Entity: Producer Matter: In the Matter of James Ellis Order and Consent to Order

August 8, 2011