Enforcement Orders & Actions

Case Number #: 92501 Non-compliance Case: No Entity: Unlicensed Matter: In the Matter of Bruce A. Hauptman Findings of Fact, Conclusions of Law and Final Order

Case Number #: 96531 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Richard S. Martin Order Reinstating License After Suspension

Case Number #: 97348 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of HCC Life Insurance Company; HCC Medical Insurance Services, LLC; HCC Insurance Holdings, Inc. Regulatory Settlement Agreement

Case Number #: 96374 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Christopher L. Cruse Order for Suspension

Case Number #: 97349 Non-compliance Case: No Entity: Producer Matter: In the Matter of Joy Heldt Order and Consent to Order

Case Number #: 96499 Non-compliance Case: No Entity: Producer Matter: In the Matter of Matthew H. Mitchell Order Reinstating License After Suspension

Case Number #: 78053 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of Allianz Life Insurance Company of North America Modification to 2012 Regulatory Settlement Agreement

Case Number #: 96953 Non-compliance Case: No Entity: Producer Matter: In the Matter of Kelly Joneson Consent Order

Case Number #: 96703 Non-compliance Case: No Entity: Preneed Sales Agent, Preneed Seller Matter: In the Matter of Lincoln Mason and Mason Lindhart Funeral Home, Ltd. Consent Order

Case Number #: 96494 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Michael D. Ray Jr. Order for Suspension

Case Number #: 96970 Non-compliance Case: No Entity: Producer Matter: In the Matter of Robert Payne Consent Order

Case Number #: 96722 Non-compliance Case: Yes Entity: Producer Matter: In the Matter or Adam Brown Order for Suspension

Case Number #: 96499 Non-compliance Case: No Entity: Producer Matter: In the Matter of Matthew H. Mitchell Order and Consent to Order

Case Number #: 96498 Non-compliance Case: No Entity: Producer Matter: In the Matter of Whitney Roth Order and Consent to Order

Case Number #: 97247 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of American Family Life Assurance Company of Columbus (AFLAC) Regulatory Settlement Agreement