Enforcement Orders & Actions

Case Number #: 77415 Non-compliance Case: No Entity: Preneed Sales Agent Matter: In the Matter of Casey C. Henry Order & Consent to Order

Case Number #: 77534 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Robert Fulwider Order for Suspension; Order Reinstating License After Suspension

Case Number #: 77954 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Lori Mitchell Order for Suspension

Case Number #: 78351 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Korey Davis Order for Suspension

Case Number #: 77955 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Chantelle Morman Order for Suspension

Case Number #: 77979 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Stephanie Larson Order for Suspension

Case Number #: 77958 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Carla Riley Order for Suspension

Case Number #: 77064 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of Bankers Life & Casualty Company Regulatory Settlement Agreement

Case Number #: 77735 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Justin Peppard Order for Suspension

Case Number #: 77065 Non-compliance Case: No Entity: Broker Dealer Matter: In the Matter of ProEquities, Inc. Administrative Consent Order

Case Number #: 78186 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of David Rowell Order for Suspension

Case Number #: 78212 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Christopher Sessions Order for Suspension

Case Number #: 78590 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of John Hancock Regulatory Settlement Agreement

Case Number #: 77483 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Stephen Lickiss Order for Suspension

Case Number #: 78095 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Aaron Madsen Order for Suspension