Displaying 286 - 300 of 1093 results.
Enforcement Orders & Actions

Solium Financial Services LLC

549.03 KB .pdf

Case Number #: 104705 Non-compliance Case: No Entity: Broker Dealer, Unlicensed Matter: In the Matter of Solium Financial Services LLC Order and Consent to Order

February 3, 2020
Enforcement Orders & Actions

Colorado Bankers Life Insurance Company

93.66 KB .pdf

Non-compliance Case: N/A Entity: Insurance Company Matter: In the Matter of the Certificate of Authority of Colorado Bankers Life Insurance Company Summary Order of Suspension  

January 31, 2020
Enforcement Orders & Actions

Richie Logsdon

370.31 KB .pdf

Case Number #: 77659 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Richie Logsdon Order for Reissuance After License Suspension and Expiration

January 31, 2020
Enforcement Orders & Actions

Galen Hoodjer

656.12 KB .pdf

Case Number #: 103451 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Galen Hoodjer Order Reinstating License After Suspension

January 29, 2020
Enforcement Orders & Actions

Jahvon J. Thompson

881.85 KB .pdf

Case Number #: 103448 Non-compliance Case: No Entity: Producer Matter: In the Matter of Jahvon J. Thompson Findings of Fact, Conclusions of Law and Orders of Revocation, to Cease and Desist, and Other Relief

January 28, 2020
Enforcement Orders & Actions

Christopher Goerdt

1.17 MB .pdf

Case Number #: 101762 Non-compliance Case: No Entity: Producer Matter: In the Matter of Christopher Goerdt Findings of Fact, Conclusions of Law and Orders of Revocation, to Cease and Desist, and Other Relief 

January 21, 2020
Enforcement Orders & Actions

Joseph Gering II

615.92 KB .pdf

Case Number #: 104246 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Joseph Gering II Order for Suspension

January 15, 2020
Enforcement Orders & Actions

Perla Roman

614.62 KB .pdf

Case Number #: 103436 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Perla Roman Order Reinstating License After Suspension

January 8, 2020
Enforcement Orders & Actions

Thomas Clyce

692.97 KB .pdf

Case Number #: 103767 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Thomas Clyce Order for Suspension

January 2, 2020
Enforcement Orders & Actions

Trish Winkowitsch

598.74 KB .pdf

Case Number #: 104070 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Trish Winkowitsch Order for Suspension

January 2, 2020
Enforcement Orders & Actions

Charles Smith

634.46 KB .pdf

Case Number #: 103486 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Charles Smith Order Reinstating License After Suspension

December 17, 2019
Enforcement Orders & Actions

Travis E. Evans

1022.62 KB .pdf

Case Number #: 102746 Non-compliance Case: No Entity: Producer Matter: In the Matter of Travis E. Evans Order and Consent to Order

December 13, 2019
Enforcement Orders & Actions

Charles Smith

581.16 KB .pdf

Case Number #: 103486 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Charles Smith Order for Suspension

December 11, 2019
Insurance
Enforcement Orders & Actions

Katina Parrish

583.17 KB .pdf

Case Number #: 103484 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Katina Parrish Order for Suspension

December 11, 2019