Displaying 346 - 360 of 1047 results.
Enforcement Orders & Actions
Austin Norris
1.11 MB .pdf

Case Number #: 95677 Non-compliance Case: No Entity: Producer, Securities Agent Matter: In the Matter of Austin Norris Order and Consent to Order

October 10, 2018
Enforcement Orders & Actions
Anthony Fitz
956.82 KB .pdf

Case Number #: 95616 Non-compliance Case: No Entity: Producer Matter: In the Matter of Anthony Fitz Order and Consent to Order

October 4, 2018
Enforcement Orders & Actions
Roger Duane Goodwin
407.26 KB .pdf

Case Number #: 96500 Non-compliance Case: No Entity: Producer Matter: In the Matter of Roger Duane Goodwin Order and Consent to Order

October 4, 2018
Enforcement Orders & Actions
Tristan O'Neal
646.14 KB .pdf

Case Number #: 97943 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Tristan O'Neal Order Reinstating License After Suspension

October 2, 2018
Enforcement Orders & Actions
Covals Douze
803.92 KB .pdf

Case Number #: 97894 Non-compliance Case: No Entity: Producer Matter: In the Matter of Covals Douze Findings of Fact, Conclusions of Law, and Final Orders

September 20, 2018
Enforcement Orders & Actions
Brian Todd Thompson
348.42 KB .pdf

Case Number #: 94359 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Brian Todd Thompson Order for Reissuance After License Suspension and Expiration

September 10, 2018
Enforcement Orders & Actions
Damon D. Walker
630.69 KB .pdf

Case Number #: 98241 Non-compliance Case: No Entity: Producer Matter: In the Matter of Damon D. Walker Order and Consent to Order

September 7, 2018
Enforcement Orders & Actions
Lisa Sander
625.49 KB .pdf

Case Number #: 98732 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Lisa Sander Order for Suspension

August 29, 2018
Enforcement Orders & Actions
Mark A. Schroder
396.3 KB .pdf

Case Number #: 88815 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Mark A. Schroder Order for Reissuance After License Suspension and Expiration

August 28, 2018
Enforcement Orders & Actions
Valiaku Kargbo
636 KB .pdf

Case Number #: 98736 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Valiaku Kargbo Order for Suspension

August 17, 2018
Enforcement Orders & Actions
Stephanie Peters Zimmerman
681.72 KB .pdf

Case Number #: 98400 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Stephanie Peters Zimmerman Order Reinstating License After Suspension

August 16, 2018
Enforcement Orders & Actions
Capson Physicians Insurance Company
25.27 KB .pdf

Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of Capson Physicians Insurance Company Notice of Hazardous Financial Condition and Order

August 10, 2018
Enforcement Orders & Actions
Jeffrey l. Peterson
964.57 KB .pdf

Case Number #: 98906 Non-compliance Case: No Entity: Producer Matter: In the Matter of Jeffrey L. Peterson Order and Consent to Order

August 8, 2018
Enforcement Orders & Actions
Ryan Marcum
638.14 KB .pdf

Case Number #: 98184 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Ryan Marcum Order Reinstating License After Suspension

July 30, 2018