Enforcement Orders & Actions

Case Number #: 93304 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Brian K. Maddy Order for Suspension

Case Number #: 92757 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Ernest A. Story Order for Suspension

Case Number #: 76453 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Dean E. Olberding Order for Reissuance After License Suspension and Expiration and Order for Suspension

Case Number #: 85614 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Jeanne E. Rieks Order Reissuing License After Revocation

Case Number #: 94417 Non-compliance Case: No Entity: Insurance Company Matter: Regulatory Settlement Agreement Regulatory Settlement Agreement

Case Number #: 93566 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of RiverSource Life Insurance Company Regulatory Settlement Agreement

Case Number #: 93392 Non-compliance Case: No Entity: Producer, Securities Agent Matter: In the Matter of Steven A. Olejniczak Order and Consent to Order

Case Number #: 88268 Non-compliance Case: No Entity: Producer Matter: In the Matter of Paul S. Hietbrink Order and Consent to Order

Case Number #: 92965 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Walter A. Starkey Order for Suspension

Case Number #: 93555 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of Assurant, Inc. Regulatory Settlement Agreement

Case Number #: 91936 Non-compliance Case: No Entity: Producer Matter: In the Matter of Scott A. Newman Findings of Fact, Conclusions of Law and Order of Suspension, Special Conditions of Licensure and Other Relief

Case Number #: 92061 Non-compliance Case: Yes Entity: Producer Matter: In The Matter of Shannon Brenton Order Vacating Reinstatement and Re-Imposing Suspension

Case Number #: 92618 Non-compliance Case: No Entity: Producer Matter: In The Matter of Matthew G. Wingerd Findings of Fact, Conclusions of Law, and Order

Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of Aetna Better Health of Iowa Inc. Order and Consent to Order

Case Number #: 91935 Non-compliance Case: No Entity: Business Entity Producer, Producer Matter: Cynthia J. Fitzgerald & Robert J. Stillwell Agency Order and Consent to Order