Enforcement Orders & Actions

Case Number #: 92275 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Deborah L. Den Hartog Order for Suspension

Case Number #: 92544 Non-compliance Case: No Matter: Senior Direct, Inc. Order and Consent to Order

Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of the Certificate of Authority of Doctors and Surgeons National Risk Retention Group IC, Inc. Summary Order of Suspension

Case Number #: 88796 Non-compliance Case: No Entity: Producer Matter: In the Matter of Suman K. Patel Order and Consent to Order

Case Number #: 88416 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Julie Nation Order Reinstating License After Suspension and Order for Suspension

Case Number #: 90632 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Lula M. Holmes Order for Suspension

Case Number #: 75929 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Sarah E. Beaman Order Lifting Suspension After Suspension and Expiration and Order for Suspension

Case Number #: 91726 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Casey Woock Order Reinstating License After Suspension and Order for Suspension

Case Number #: 89342 Non-compliance Case: No Matter: In the Matter of Mark F. Rohde Order Placing Decision Under Seal

Case Number #: 91302 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Travis O'Brien Order Reinstating License After Suspension and Order for Suspension

Case Number #: 89967 Non-compliance Case: No Entity: Producer Matter: In the Matter of John E. Dencklau Order Reinstating License After Suspension and Order and Consent to Order

Case Number #: 89524 Non-compliance Case: No Entity: Producer Matter: In the Matter of Beth Heifner Order and Consent to Order

Case Number #: 91868 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of Annuity Investors Life Insurance Company, Great American Life Insurance Company and Manhattan National Life Insurance Company Regulatory Settlement Agreement

Case Number #: 91864 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of Hartford Life and Accident Insurance Company, Hartford Life Insurance Company, and Hartford Life and Annuity Insurance Company Regulatory Settlement Agreement

Case Number #: 91870 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of Minnesota Life Insurance Company, Securian Life Insurance Company, American Modern Life Insurance Company and Southern Pioneer Life Insurance Company Regulatory Settlement Agreement