Displaying 496 - 510 of 1040 results.
Enforcement Orders & Actions
Standard Insurance Company
990.53 KB .pdf

Case Number #: 91869 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of Standard Insurance Company Regulatory Settlement Agreement

August 31, 2016
Enforcement Orders & Actions
Micheal J. McKeon
380.82 KB .pdf

Case Number #: 91471 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Michael J. McKeon Order for Suspension

August 29, 2016
Enforcement Orders & Actions
Micheal J. McKeon
483.56 KB .pdf

Case Number #: 91471 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Michael J. McKeon Order Reinstating License After Suspension

August 29, 2016
Enforcement Orders & Actions
Gardiner, Benny R.
796.93 KB .pdf

Case Number #: 91410 Non-compliance Case: Yes Entity: Securities Agent Matter: In the Matter of Benny R. Gardiner Order Reinstating Securities Agent Registration and Order for Suspension

August 24, 2016
Enforcement Orders & Actions
Gardiner, Benny R.
978.23 KB .pdf

Case Number #: 91410 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Benny R. Gardiner Order Reinstating License After Suspension and Order for Suspension

August 19, 2016
Enforcement Orders & Actions
Rouse, Jeremy
384.71 KB .pdf

Case Number #: 91329 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Jeremy Rouse Order for Suspension

August 16, 2016
Enforcement Orders & Actions
Wagemann, Andrew
377.57 KB .pdf

Case Number #: 91354 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Andrew Wagemann Order for Suspension

August 18, 2016
Enforcement Orders & Actions
Winger, Douglas D.
382.11 KB .pdf

Case Number #: 91385 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Douglas D. Winger Order for Suspension

August 18, 2016
Enforcement Orders & Actions
Smith, Alyson L.
897.76 KB .pdf

Case Number #: 91175 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Alyson L. Smith Order Reinstating License After Suspension & Order for Suspension

August 16, 2016
Enforcement Orders & Actions
Roberts, Sherie M.
378.54 KB .pdf

Case Number #: 91308 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Sherie M. Roberts Order for Suspension

August 15, 2016
Enforcement Orders & Actions
Wilson, Kenya
421.6 KB .pdf

Case Number #: 91310 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Kenya Wilson Order for Suspension

August 15, 2016
Enforcement Orders & Actions
Rudkin, George D.
990.96 KB .pdf

Case Number #: 91379 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of George D. Rudkin Order Reinstating License After Suspension and Order for Suspension

August 3, 2016
Enforcement Orders & Actions
Pearson, Judith K.
375.68 KB .pdf

Case Number #: 91156 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Judith K. Pearson Order for Suspension

August 1, 2016
Enforcement Orders & Actions
Oltman, Scott R.
905.82 KB .pdf

Case Number #: 90637 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Scott R. Oltman Order Reinstating License After Suspension and Order for Suspension

July 22, 2016
Enforcement Orders & Actions
Franzen, Angela M.
372.07 KB .pdf

Case Number #: 91305 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Angela M. Franzen Order for Suspension

July 13, 2016