Displaying 556 - 570 of 1047 results.
Enforcement Orders & Actions
Lukan, Tina M.
733 KB .pdf

Case Number #: 88218 Non-compliance Case: No Entity: Producer Matter: In the Matter of Tina M. Lukan Order & Consent to Order

October 21, 2015
Enforcement Orders & Actions
Jackson, Clarence
128.39 KB .pdf

Case Number #: 88459 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Clarence Jackson Order for Suspension

October 21, 2015
Enforcement Orders & Actions
Nation, Julie Ann
127.32 KB .pdf

Case Number #: 88416 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Julie A. Nation Order for Suspension

October 20, 2015
Enforcement Orders & Actions
Gray, David R.
445.75 KB .pdf

Case Number #: 87457 Non-compliance Case: No Entity: Securities Agent Matter: In the Matter of David R. Gray Regulatory Settlement Agreement

October 20, 2015
Enforcement Orders & Actions
Sagnella, Michael J.
124.98 KB .pdf

Case Number #: 88257 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Michael J. Sagnella Order for Suspension

October 15, 2015
Enforcement Orders & Actions
Martin, Charles L.
128.67 KB .pdf

Case Number #: 88262 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Charles L. Martin Order for Suspension

September 30, 2015
Enforcement Orders & Actions
Ryan, Nicholas T.
127.99 KB .pdf

Case Number #: 88260 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Nicholas T. Ryan Order for Suspension

September 30, 2015
Enforcement Orders & Actions
McIntosh, Rockne
130.3 KB .pdf

Case Number #: 88210 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Rockne McIntosh Order for Suspension

September 24, 2015
Enforcement Orders & Actions
Pinansky, Sporn et al
1013.41 KB .pdf

Case Number #: 85163 Non-compliance Case: No Entity: Business Entity Producer, Producer, Unlicensed Matter: In the Matter of Pinansky, Sporn et al. Consent Order to Cease and Desist and Other Relief as to Respondents Pinansky, Dylan Sporn, Marc Sporn, Consolidated USA Insurance, Inc., and Amerco Group, Inc.

September 24, 2015
Enforcement Orders & Actions
Lester, Shane M.
127.84 KB .pdf

Case Number #: 88183 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Shane M. Lester Order for Suspension

September 23, 2015
Enforcement Orders & Actions
Ahnen, David C.
126.9 KB .pdf

Case Number #: 88160 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of David C. Ahnen Order for Suspension

September 21, 2015
Enforcement Orders & Actions
Kinder, Kimberly J.
130.93 KB .pdf

Case Number #: 88108 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Kimberly J. Kinder Order for Suspension

September 15, 2015
Enforcement Orders & Actions
Selected Market Insurance Group, LLC
146.59 KB .pdf

Case Number #: 85163 Non-compliance Case: No Entity: Third Party Administrator Matter: In the Matter of Donald Pinansky et al. Consent Order as to Respondent Selected Market Insurance Group LLC.

August 28, 2015