Displaying 61 - 75 of 1047 results.
Insurance
Enforcement Orders & Actions
Prenischia Nicholson
1.8 MB .pdf

Case Number #: 112826 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Prenischia Nicholson Default Order, Findings of Fact, Conclusions of Law and Order

February 16, 2023
Insurance
Enforcement Orders & Actions
Gabriel Brooks and Sean Thomas Brooks
3.11 MB .pdf

Case Number #: 115709 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Gabriel Brooks and Sean Thomas Brooks Order and Consent to Order

January 25, 2023
Insurance
Enforcement Orders & Actions
Douglas N. Wilson
2.21 MB .pdf

Case Number #: 115199 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Douglas N. Wilson Order and Consent to Order

January 24, 2023
Insurance
Enforcement Orders & Actions
Michael B. Parks
4.41 MB .pdf

Case Number #: 114669 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Michael B. Parks Default Order, Findings of Fact, Conclusions of Law and Order

January 17, 2023
Insurance
Enforcement Orders & Actions
Nathan W. Treibel and Anthony Peck
1.45 MB .pdf

Case Number #: 104961 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Nathan W. Treibel and Anthony Peck Findings of Fact, Conclusions of Law and Final Order

January 12, 2023
Insurance
Enforcement Orders & Actions
Eldon L. Neighbor
1.11 MB .pdf

Case Number #: 104101 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Eldon L. Neighbor Order For Reissuance After License Revocation and Expiration

January 4, 2023
Insurance
Enforcement Orders & Actions
Kyle K. Brosamle
3.36 MB .pdf

Case Number #: 115831 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Kyle K. Brosamle Order and Consent to Order

December 20, 2022
Insurance
Enforcement Orders & Actions
Frank P. Tarasi
4.13 MB .pdf

Case Number #: 113479 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Frank P. Tarasi Order Denying License Reissuance After Suspension

December 20, 2022
Insurance
Enforcement Orders & Actions
Karen A. Stout
6.36 MB .pdf

Case Number #: 114670 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Karen A. Stout Order and Consent to Order

November 29, 2022
Insurance
Enforcement Orders & Actions
Matthew Trueg
7.43 MB .pdf

Case Number #: 114006 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Matthew Trueg Order and Consent to Order

November 28, 2022
Securities
Enforcement Orders & Actions
Windsor Jones, LLC, et al.
1.33 MB .pdf

Case Number #: 114218 Non-compliance Case: N/A Entity: Securities Agent Matter: In the Matter of Windsor Jones, LLC, Anthony Collins, Elizabeth Parker, and Mark Goodwin Summary Cease and Desist Order

October 31, 2022
Insurance
Enforcement Orders & Actions
Kyle T. Marker
13.72 MB .pdf

Case Number #: 112825 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Kyle T. Marker Default Order, Findings of Fact, Conclusions of Law and Order

October 5, 2022
Enforcement Orders & Actions
Russell D. Brown
4.98 MB .pdf

Case Number #: 77643 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Order for Reissuance After License Suspension and Expiration

August 31, 2022
Enforcement Orders & Actions
Gregory David Stucky
10.92 MB .pdf

Case Number #: 114020 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Final Order Issuing an Insurance Producer License on Probation

August 16, 2022
Insurance
Enforcement Orders & Actions
Frank P. Tarasi
10.17 MB .pdf

Case Number #: 113479 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Order and Consent to Order

July 11, 2022