Enforcement Orders & Actions

Case Number #: 112953 Non-compliance Case: No Entity: Broker Dealer Matter: In the Matter of BlockFi Lending LLC Consent Order

Case Number #: 113635 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Brandon L. Blake Order for Suspension

Case Number #: 112185 Non-compliance Case: No Entity: Producer Matter: In the Matter of Brian W. Nelson Order and Consent to Order

Case Number #: 112140 Non-compliance Case: No Entity: Preneed Sales Agent Matter: In the Matter of Aaron Sanders and Sanders Funeral Chapel, Inc. d/b/a Sanders Funeral Services Order and Consent to Or

Non-compliance Case: N/A Entity: Insurance Company Matter: In the Matter of the Certificate of Authority of American Country Insurance Company Order Reinstating Certificate of Authority After Suspension

Non-compliance Case: N/A Entity: Insurance Company Matter: In the Matter of the Certificate of Authority of American Service Insurance Company Order Reinstating Certificate of Authority After Suspension

Non-compliance Case: N/A Entity: Insurance Company Matter: In the Matter of the Certificate of Authority of Gateway Insurance Company Order Reinstating Certificate of Authority After Suspension

Case Number #: 109795 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Benjamin Feick Order Reinstating License After Suspension

Case Number #: 110992 Non-compliance Case: No Entity: Producer Matter: In the Matter of Sonya Ackerson and The Sonya Group, LLC f/k/a Advocate 4 the Aging, LLC Final Order

Case Number #: 112843 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Timothy B. Loan Order Reinstating License After Suspension

Case Number #: 100755 Non-compliance Case: No Entity: Producer, Unlicensed Matter: In the Matter of Gary D. Marcum Findings of Fact, Conclusions of Law and Final Order

Case Number #: 112843 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Timothy B. Loan Order for Suspension

Case Number #: 112701 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Christine A. Willis Order for Suspension

Case Number #: 112527 Non-compliance Case: No Entity: Unlicensed Matter: In the Matter of Equiguard Agency Inc., dba The Equiguard Agency, Inc. and David Roberts Summary Cease and Desist Order

Case Number #: 112381 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Galen C. Hoodjer Order for Suspension