Displaying 766 - 780 of 1040 results.
Enforcement Orders & Actions
Williams, Melissa I.
95.24 KB .pdf

Case Number #: 75939 Non-compliance Case: No Entity: Producer Matter: In the Matter of Melissa I. Williams Default Order

November 25, 2013
Enforcement Orders & Actions
Petefish, Daniel
99.98 KB .pdf

Case Number #: 79326 Non-compliance Case: No Entity: Producer Matter: In the Matter of Daniel Petefish Default Order

November 21, 2013
Enforcement Orders & Actions
Rooker, Andrew W.
33.44 KB .pdf

Case Number #: 81209 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Andrew W. Rooker Order for Suspension

November 15, 2013
Enforcement Orders & Actions
Schroder, Mark A.
147.97 KB .pdf

Case Number #: 80745 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Mark A. Schroder Order Reinstating License After Suspension; Order for Suspension 

November 13, 2013
Enforcement Orders & Actions
Schoian, John P.
528.6 KB .pdf

Case Number #: 81547 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of John P. Sharoian Order for Suspension

November 12, 2013
Enforcement Orders & Actions
Ege Jr., John L.
131.72 KB .pdf

Case Number #: 81007 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of John L. Ege Jr. Order Reinstating License After Suspension and Suspension Order

November 4, 2013
Enforcement Orders & Actions
Krieg, Katherine A.
116.76 KB .pdf

Case Number #: 80581 Non-compliance Case: No Entity: Preneed Sales Agent Matter: In the Matter of Katherine A. Krieg Proposed Decision

November 4, 2013
Enforcement Orders & Actions
Cross, Jared M.
100.89 KB .pdf

Case Number #: 80570 Non-compliance Case: No Entity: Preneed Sales Agent Matter: In the Matter of Jared M. Cross Default Order

November 1, 2013
Enforcement Orders & Actions
Ouverson, Neil L.
137.68 KB .pdf

Case Number #: 80075 Non-compliance Case: No Entity: Producer Matter: In the Matter of Neil L. Ouverson Order & Consent to Order

October 30, 2013
Enforcement Orders & Actions
New York Life Insurance Company
2.56 MB .pdf

Case Number #: 81680 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of New York Life Insurance Company, New York Life Insurance and Annuity Corporation, and NYLife Insurance Company of Arizona Regulatory Settlement Agreement

October 29, 2013
Enforcement Orders & Actions
Gilliatt, Lindsay
97.1 KB .pdf

Case Number #: 81327 Non-compliance Case: No Entity: Producer Matter: In the Matter of Lindsay Gilliatt Order & Consent to Order

October 28, 2013
Enforcement Orders & Actions
McKinnon, Justin
30.47 KB .pdf

Case Number #: 80196 Non-compliance Case: No Entity: Producer Matter: In the Matter of Justin McKinnon Default Order

October 25, 2013
Enforcement Orders & Actions
Midland National Life Insurance Company
6.02 MB .pdf

Case Number #: 81679 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of Midland National Life Insurance Company and North American For Life and Health Insurance Regulatory Settlement Agreement

October 23, 2014
Enforcement Orders & Actions
Hjelmland, Bjorn
148.36 KB .pdf

Case Number #: 76675 Non-compliance Case: No Entity: Producer Matter: In the Matter of Bjorn Hjelmland Proposed Decision

October 23, 2013
Enforcement Orders & Actions
Wickham, Eric A.
134.88 KB .pdf

Case Number #: 80632 Non-compliance Case: No Entity: Producer Matter: In the Matter of Eric A. Wickham Order & Consent to Order

October 17, 2013