Displaying 841 - 855 of 1070 results.
Enforcement Orders & Actions

Schwieder, Jason

162.36 KB .pdf

Case Number #: 78765 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Jason Schwieder Order for Suspension; Order Reinstating License After Suspension

May 21, 2013
Enforcement Orders & Actions

Roberts, James

226.03 KB .pdf

Case Number #: 78986 Non-compliance Case: No Entity: Producer Matter: In the Matter James Roberts Order of Summary of Suspension and Notice of Opportunity for Hearing

May 20, 2013
Enforcement Orders & Actions

Hoefflin, Craig R.

111.39 KB .pdf

Case Number #: 79636 Non-compliance Case: No Entity: Producer Matter: In the Matter of Craig R. Hoefflin Order & Consent to Order

May 16, 2013
Enforcement Orders & Actions

Waterloo Memorial Park Cemetery

37.77 KB .pdf

Case Number #: 80382 Non-compliance Case: No Entity: Other Matter: In the Matter of Waterloo Memorial Park Cemetery Voluntary Settlement and Consent Order

May 14, 2013
Enforcement Orders & Actions

Life Insurance Company of North America

4.57 MB .pdf

Case Number #: 80583 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of LIFE INSURANCE COMPANY OF NORTH AMERICA, CONNECTICUT GENERAL LIFE INSURANCE COMPANY, AND CIGNA HEALTH AND LIFE INSURANCE COMPANY Regulatory Settlement Agreement

May 13, 2013
Enforcement Orders & Actions

McDowell, Darren

49.51 KB .pdf

Case Number #: 79412 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Darren McDowell Order for Suspension

May 9, 2013
Enforcement Orders & Actions

Hulstein Jr., Tony

34.08 KB .pdf

Case Number #: 76267 Non-compliance Case: No Entity: Producer Matter: In the Matter of Tony Hulstein Jr. Proposed Decision

May 3, 2013
Enforcement Orders & Actions

Benton, Pamela

331.48 KB .pdf

Case Number #: 79181 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Pamela Benton Order for Suspension; Order Reinstating License After Suspension

April 30, 2013
Enforcement Orders & Actions

Peterson, Steven

49.74 KB .pdf

Case Number #: 79264 Non-compliance Case: N/A Entity: Producer Matter: In the Matter of Steven Peterson Order for Suspension

April 26, 2013
Enforcement Orders & Actions

Fisher, John

329.15 KB .pdf

Case Number #: 79174 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of John Fisher Order for Suspension; Order Reinstating License After Suspension

April 25, 2013
Enforcement Orders & Actions

Carson, Natasha

102.1 KB .pdf

Case Number #: 80003 Non-compliance Case: No Entity: Producer Matter: In the Matter of Natasha Carson Order & Consent to Order

April 24, 2013
Enforcement Orders & Actions

Roberts, James

507.3 KB .pdf

Case Number #: 78986 Non-compliance Case: No Entity: Securities Agent Matter: In the Matter of James Roberts Cease & Desist Order

April 12, 2013
Enforcement Orders & Actions

McKeon, Brian

163 KB .pdf

Case Number #: 77634 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Brian McKeon Order for Suspension; Order Reinstating License After Suspension

April 10, 2013
Enforcement Orders & Actions

Darrell Duane Smith

744.3 KB .pdf

Case Number #: 79798 Non-compliance Case: No Entity: Producer Matter: In the Matter of Darrell Duane Smith Order of Summary Suspension and Notice of Opportunity for Hearing

April 4, 2013
Enforcement Orders & Actions

Kastner, Jessica R.

32.48 KB .pdf

Case Number #: 79088 Non-compliance Case: No Entity: Preneed Sales Agent Matter: In the Matter of Jessica R. Kastner Default Order

April 3, 2013