Displaying 886 - 900 of 1070 results.
Enforcement Orders & Actions

Fulwider, Robert

206.79 KB .pdf

Case Number #: 77534 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Robert Fulwider Order for Suspension; Order Reinstating License After Suspension

December 7, 2012
Enforcement Orders & Actions

Mitchell, Lori

100.33 KB .pdf

Case Number #: 77954 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Lori Mitchell Order for Suspension

December 7, 2012
Enforcement Orders & Actions

Davis, Korey

67.85 KB .pdf

Case Number #: 78351 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Korey Davis Order for Suspension

November 27, 2012
Enforcement Orders & Actions

Morman, Chantelle

50.65 KB .pdf

Case Number #: 77955 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Chantelle Morman Order for Suspension

November 21, 2012
Enforcement Orders & Actions

Larson, Stephanie

50.79 KB .pdf

Case Number #: 77979 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Stephanie Larson Order for Suspension

November 20, 2012
Enforcement Orders & Actions

Riley, Carla

49.22 KB .pdf

Case Number #: 77958 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Carla Riley Order for Suspension

November 20, 2012
Enforcement Orders & Actions

Bankers Life & Casualty Company

326.78 KB .pdf

Case Number #: 77064 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of Bankers Life & Casualty Company Regulatory Settlement Agreement

November 16, 2012
Enforcement Orders & Actions

Peppard, Justin

53.53 KB .pdf

Case Number #: 77735 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Justin Peppard Order for Suspension

November 16, 2012
Enforcement Orders & Actions

ProEquities, Inc

416.7 KB .pdf

Case Number #: 77065 Non-compliance Case: No Entity: Broker Dealer Matter: In the Matter of ProEquities, Inc. Administrative Consent Order

November 16, 2012
Enforcement Orders & Actions

Rowell, David

56.84 KB .pdf

Case Number #: 78186 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of David Rowell Order for Suspension

November 13, 2012
Enforcement Orders & Actions

Sessions, Christopher

67.26 KB .pdf

Case Number #: 78212 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Christopher Sessions Order for Suspension

November 13, 2012
Enforcement Orders & Actions

Hancock, John

1.43 MB .pdf

Case Number #: 78590 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of John Hancock Regulatory Settlement Agreement

November 9, 2012
Enforcement Orders & Actions

Lickiss, Stephen

58.47 KB .pdf

Case Number #: 77483 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Stephen Lickiss Order for Suspension

November 9, 2012
Enforcement Orders & Actions

Madsen, Aaron

57.5 KB .pdf

Case Number #: 78095 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Aaron Madsen Order for Suspension

November 9, 2012
Enforcement Orders & Actions

Bankers Life and Casualty Company

726.38 KB .pdf

Case Number #: 77064 Non-compliance Case: No Entity: Unlicensed Matter: In the Matter of BANKERS LIFE AND CASUALTY COMPANY and BLC FINANCIAL SERVICES, INC. Administrative Consent Order

November 6, 2012