Enforcement Orders & Actions

Case Number #: 76549 Non-compliance Case: No Entity: Producer Matter: In the Matter of James J. Ellis Proposed Decision

Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of the Certificate of Authority of Standard Life Insurance Company of Indiana Suspension Order

Case Number #: 76741 Non-compliance Case: No Entity: Producer Matter: In the Matter of Rodney D. Berry Proposed Decision

Case Number #: 77458 Non-compliance Case: No Entity: Preneed Sales Agent Matter: In the Matter of John M. Stepanek Order & Consent to Order

Case Number #: 76613 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Rayna Thomas Order for Suspension

Case Number #: 76454 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Tomica Neal Order for Suspension

Case Number #: 71514 Non-compliance Case: No Entity: Broker Dealer, Investment Adviser Matter: In the Matter of MORGAN ASSET MANAGEMENT, INC., and MORGAN KEEGAN & COMPANY, INC. Administrative Consent Order

Case Number #: 77369 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of Alegent Health System Order & Consent to Order

Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of the Certificate of Authority of Millers First Insurance Company Suspension Order

Case Number #: 76804 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Dale Phillips Order for Suspension; Order Reinstating License After Suspension

Case Number #: 76614 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Richard Kingston Order for Suspension; Order Reinstating License After Suspension

Case Number #: 76763 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Michael Spratt Order for Suspension

Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of the Certificate of Authority of Lumbermens Mutual Casualty Company Suspension Order

Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of the Certificate of Authority of American Manufacturers Mutual Insurance Company Suspension Order

Case Number #: 77073 Non-compliance Case: No Entity: Producer Matter: In the Matter or Richard A. Lange Order & Consent to Order