Displaying 1021 - 1035 of 1047 results.
Enforcement Orders & Actions
Bristol West Insurance Company
181.85 KB .pdf

Case Number #: 67308 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of Bristol West Insurance Company Order and Consent to Order

March 28, 2011
Enforcement Orders & Actions
Mann, Edwin
66.11 KB .pdf

Case Number #: 70286 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Edwin Mann Suspension Order

March 25, 2011
Enforcement Orders & Actions
Kayser, James Bernard
357.59 KB .pdf

Case Number #: 69300 Non-compliance Case: No Entity: Investment Adviser Representative, Producer, Securities Agent Matter: In the Matter of James Bernard Kayser Order and Consent to Order and Agreement

March 25, 2011
Enforcement Orders & Actions
Rolle, Robin
59.56 KB .pdf

Case Number #: 68942 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Robin Rolle Suspension Order

March 15, 2011
Enforcement Orders & Actions
Essig, Ruthann
62.13 KB .pdf

Case Number #: 68951 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Ruthann Essig Suspension Order

March 15, 2011
Enforcement Orders & Actions
Lemke, John
72.29 KB .pdf

Case Number #: 68983 Non-compliance Case: No Entity: Preneed Sales Agent Matter: In the Matter of John Lemke Default Order

March 10, 2011
Enforcement Orders & Actions
Lincoln General Insurance Company
156.62 KB .pdf

Case Number #: 70096 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of Lincoln General Insurance Company Order and Consent to Order

March 4, 2011
Enforcement Orders & Actions
Coleman, Ronald
134.29 KB .pdf

Case Number #: 68603 Non-compliance Case: No Entity: Producer Matter: In the Matter of Ronald Coleman Order and Consent to Order

March 8, 2011
Enforcement Orders & Actions
Wolff, Wesley
75.96 KB .pdf

Case Number #: 70458 Non-compliance Case: No Entity: Producer Matter: In the Matter of Wesley Wolff Rescission of Order

March 4, 2011
Enforcement Orders & Actions
Flaherty, Dennis M.
210.1 KB .pdf

Case Number #: 68888 Non-compliance Case: No Entity: Public Adjuster Matter: In the Matter of Dennis M. Flaherty Order and Consent to Order

February 25, 2011
Enforcement Orders & Actions
Rainey, Leland
126.16 KB .pdf

Case Number #: 65834 Non-compliance Case: No Entity: Unlicensed Matter: In the Matter of Leland Rainey Order and Consent to Order

February 24, 2011
Enforcement Orders & Actions
Holtsinger, John
515.14 KB .pdf

Case Number #: 70273 Non-compliance Case: No Entity: Unlicensed Matter: In the Matter of John Holtsinger Cease and Desist Order; Proposed Decision

February 22, 2011
Enforcement Orders & Actions
Schliemann, Justin
59.05 KB .pdf

Case Number #: 69795 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Justin Schliemann Suspension Order

February 14, 2011
Enforcement Orders & Actions
Budget Rent A Car of Iowa City
145.28 KB .pdf

Case Number #: 70056 Non-compliance Case: No Entity: Unlicensed Matter: In the Matter of Budget Rent A Car of Iowa City Order and Consent to Order

February 7, 2011