Displaying 1036 - 1050 of 1070 results.
Enforcement Orders & Actions

R&Q Reinsurance Company

122.23 KB .pdf

Case Number #: 70099 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of R&Q Reinsurance Company Order and Consent to Order

April 27, 2011
Enforcement Orders & Actions

Albright, Julie

82.35 KB .pdf

Case Number #: 68887 Non-compliance Case: No Entity: Preneed Sales Agent Matter: In the Matter of Julie Albright Proposed Decision

April 26, 2011
Enforcement Orders & Actions

Thompson, Paul B.

164.62 KB .pdf

Case Number #: 70934 Non-compliance Case: No Entity: Producer Matter: In the Matter of Paul B. Thompson Agreement, Order and Consent to Order

April 19, 2011
Enforcement Orders & Actions

Fedders, Matthew

102.28 KB .pdf

Case Number #: 68424 Non-compliance Case: No Entity: Preneed Sales Agent Matter: In the Matter of Matthew Fedders Order and Consent to Order

April 18, 2011
Enforcement Orders & Actions

Reyes, Bryan

272.36 KB .pdf

Case Number #: 70932 Non-compliance Case: No Entity: Producer Matter: In the Matter of Bryan Reyes Order of Summary Suspension and Notice of Opportunity for Hearing

April 14, 2011
Enforcement Orders & Actions

Anania, Milton

388.23 KB .pdf

Case Number #: 70558 Non-compliance Case: No Entity: Producer Matter: In the Matterof Milton Anania Order and Consent to Order

April 13, 2011
Enforcement Orders & Actions

Duehr, Mark

68.44 KB .pdf

Case Number #: 69672 Non-compliance Case: No Entity: Producer Matter: In the Matter of Mark Duehr Default Order

April 11, 2011
Enforcement Orders & Actions

Degeeter, Devin T.

123.96 KB .pdf

Case Number #: 69101 Non-compliance Case: No Entity: Producer Matter: In the Matter of Devin T. Degeeter Order and Consent to Order 

April 5, 2011
Enforcement Orders & Actions

Bristol West Insurance Company

181.85 KB .pdf

Case Number #: 67308 Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of Bristol West Insurance Company Order and Consent to Order

March 28, 2011
Enforcement Orders & Actions

Kayser, James Bernard

357.59 KB .pdf

Case Number #: 69300 Non-compliance Case: No Entity: Investment Adviser Representative, Producer, Securities Agent Matter: In the Matter of James Bernard Kayser Order and Consent to Order and Agreement

March 25, 2011
Enforcement Orders & Actions

Mann, Edwin

66.11 KB .pdf

Case Number #: 70286 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Edwin Mann Suspension Order

March 25, 2011
Enforcement Orders & Actions

Essig, Ruthann

62.13 KB .pdf

Case Number #: 68951 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Ruthann Essig Suspension Order

March 15, 2011
Enforcement Orders & Actions

Rolle, Robin

59.56 KB .pdf

Case Number #: 68942 Non-compliance Case: Yes Entity: Producer Matter: In the Matter of Robin Rolle Suspension Order

March 15, 2011
Enforcement Orders & Actions

Lemke, John

72.29 KB .pdf

Case Number #: 68983 Non-compliance Case: No Entity: Preneed Sales Agent Matter: In the Matter of John Lemke Default Order

March 10, 2011
Enforcement Orders & Actions

Coleman, Ronald

134.29 KB .pdf

Case Number #: 68603 Non-compliance Case: No Entity: Producer Matter: In the Matter of Ronald Coleman Order and Consent to Order

March 8, 2011