Displaying 1066 - 1070 of 1070 results.
Enforcement Orders & Actions

Conseco Life Insurance Company

2.46 MB .pdf

Non-compliance Case: No Entity: Insurance Company Matter: In the Matter of Conseco Life Insurance Company, et al. Regulatory Settlement Agreement

May 28, 2010
Enforcement Orders & Actions

White, Jill

274.16 KB .pdf

Case Number #: 67013 Non-compliance Case: No Entity: Preneed Sales Agent Matter: In the Matter of Jill White Consent Order and Dismissal Order

April 12, 2010
Enforcement Orders & Actions

Waters, Jason R.

13.84 KB .pdf

Case Number #: 50976 Non-compliance Case: No Entity: Producer Matter: Waters Jason R. Order and Consent to Order

October 17, 2005
Enforcement Orders & Actions

Thomas, Joyce B.

134.33 KB .pdf

Case Number #: 58862 Non-compliance Case: No Entity: Producer Matter: In the Matter of Joyce B. Thomas Order & Consent to Order

August 16, 2005
Enforcement Orders & Actions

Extraordinary Films aka Extraordinary Media Group Ltd

16.07 KB .pdf

Non-compliance Case: No Entity: Unlicensed Matter: Extraordinary Films aka Extraordinary Media Group Ltd; Perioxide Pictures LLC; Van Slee Andrew   San Diego CA Beverly Hills CA Chula Vista CA Allegation: Selling unregistered securities Resolution: Order: Cease and desist the offer or sale of unregistered securities Date of Order/Settlement: 2004-04-27  

April 27, 2004